The most common reasons for facing disciplinary actions as a CPA are negligence, violation of fiduciary duty, and conviction of a crime. While these reasons for disciplinary actions are common, there are a number of others that may impact the complaint or notice of investigation you’ve received.
If you’re facing disciplinary actions as a CPA, you’ll want to hire a skilled CPA license defense lawyer in Texas. An attorney can provide legal advice and mount a strong defense case for you. Let’s take a closer look at the most common reasons why you may face disciplinary action and how an attorney can help you avoid serious consequences.
Common Reasons You Might Face Disciplinary Actions as a CPA
In Texas, certified public accountants (CPAs) are held to a high standard. As a result, there are many laws and rules that you must abide by as a CPA. Failing to comply with these rules can lead to disciplinary actions that can hurt your career, harm your professional reputation and even lead to the suspension or revocation of your professional license.
Learning about the violations and other actions that can lead to complaints, investigations, and disciplinary actions will help you navigate your career without suffering license revocation and other serious consequences. Familiarize yourself with the following common reasons for facing disciplinary actions as a CPA:
- Negligence / Incompetence
- Gross negligence
- Fraud
- Fraud or deceit during the CPA license application process
- Aiding and abetting unlicensed practice as a CPA
- Professional misconduct
- Violation of TSBPA rules
- A criminal conviction or deferred adjudication
Disciplinary Actions You Could Face as a CPA
If you’re accused of committing one of the above-mentioned violations or illegal acts, you could face a handful of serious disciplinary actions. You’ll want to seek legal representation and get started on your defense case quickly to avoid the following consequences:
- Revocation of a certificate, firm license, or practice privilege
- Suspension of a certificate, firm license, practice privilege, or license for up to five years
- Probation
- Reprimand
- Required peer review program
- Required continuing education program
- Required to pay administrative costs of the disciplinary proceedings
- Limitations the scope of your practice
- Administrative penalty
If you’re facing one or more of the above-listed consequences, you’ll want to find a lawyer who can represent your best interests and work tirelessly and aggressively to win your case. An attorney can explain the common reasons why CPAs face disciplinary actions and help you avoid consequences that could seriously hurt your career.
How a CPA License Defense Lawyer Can Help You Avoid Disciplinary Actions
Whether you’re facing an administrative penalty, probation, or license suspension, it’s strongly recommended that you work with a CPA license defense lawyer. An attorney can draw on their experience and their firm’s resources to make your license defense case as robust and compelling as possible.
Here’s what a dedicated and aggressive attorney can do to win your case:
- Investigate the allegations made against you
- Gather financial records, witness testimony, and other forms of evidence
- Use evidence to build a strong license defense case
- Draft a facts-based response letter to the complaint you’ve received from the Texas State Board of Public Accountancy (TSBPA)
- Represent you during legal proceedings and disciplinary hearings impacting your CPA license
- Fight relentlessly to protect you from damaging consequences
- Provide information on the common reasons for facing disciplinary actions as a CPA
- Offer clear and effective legal counsel throughout your case
As you can see, there are many steps a lawyer can take to strengthen your case and protect you against disciplinary actions that could damage your reputation and make it hard for you to earn a living in your desired field. Don’t hesitate to reach out to a Bertolino LLP CPA license defense attorney and get started on your case today.
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Don’t Wait to Hire a Lawyer for Your CPA License Defense Case
If you’ve received a notice that a complaint has been filed against you and an investigation of your professional license is underway, don’t wait to get legal help. You have the right to respond to the complaint with your side of the story and show any evidence you have that contradicts the accusations made against you.
That said, you won’t want to respond to the complaint without a lawyer. An attorney can make sure your response is worded correctly, addresses all applicable legal aspects and doesn’t include any information that could hurt your case.
Hiring a lawyer ASAP won’t just help you send a well-crafted, timely response letter, but it will also give your attorney the time they need to gather important evidence for your case.
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Learn More About the Common Reasons Why CPAs Face Disciplinary Actions
Understanding the common reasons for facing disciplinary actions as a CPA can help you avoid complaints and investigations that could lead to problems with your professional license. Additionally, hiring a skilled CPA license defense lawyer can help you protect yourself from the negative outcomes associated with CPA license complaints.
Contact Bertolino LLP to schedule a free consultation to discuss your situation today. Our firm has represented professional license holders like yourself since 2007.
We have the experience and legal knowledge required to mount a compelling defense on your behalf and fight aggressively to protect your license.
Call or text (512) 476-5757 or complete a Case Evaluation form
